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1927 First Avenue North, Birmingham, AL 35203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-14 |
| UT | RA | APPROVED | 2026-01-12 |
| GA | RA | APPROVED | 2025-01-03 |
| CT | RA | APPROVED | 2024-08-20 |
| NC | RA | APPROVED | 2023-02-01 |
| CO | RA | APPROVED | 2023-01-31 |
| TX | RA | APPROVED_RES | 2023-01-31 |
| WA | RA | APPROVED | 2023-01-31 |
| DE | RA | APPROVED | 2023-01-12 |
| NY | RA | APPROVED | 2023-01-10 |
| PA | RA | APPROVED | 2022-04-14 |
| AZ | RA | APPROVED | 2019-02-13 |
| NJ | RA | APPROVED | 2019-01-03 |
| IL | RA | APPROVED | 2018-05-08 |
| MA | RA | APPROVED | 2018-04-10 |
| VA | RA | APPROVED | 2018-03-29 |
| MD | RA | APPROVED | 2017-02-14 |
| CA | RA | APPROVED | 2017-02-13 |
| FL | RA | APPROVED | 2015-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbc Securities, Inc. | Massapequa | NY | 07/2015 | Present |
WELLSEN ENTITY EXISTING FOR THE PURPOSE OF OWNERSHIP OF THE BUILDING WHERE BRANCH OFFICE IS LOCATED. NO DUTIES OR ACTIVITIES ASSOCIATED WITH THIS ENTITY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-03 |
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