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680 Craig Road Suite 201, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-03-07 |
| MO | RA | APPROVED | 2010-08-03 |
Branch Locations
680 Craig Road Suite 201, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Louis Asphalt And Concrete | St Louis | MO | 01/2008 | Present |
| Roman Butler Fullerton & Co | St. Louis | MO | 07/2010 | Present |
| Triad Advisors Inc | St. Louis | MO | 07/2010 | 06/2023 |
| Private Client Services | St Louis | MO | 06/2023 | Present |
1) Roman, Butler, Fullerton DBA RBF Wealth Advisors. 680 Craig Road, Suite 201, St Louis, MO 63141. RIA. 200 hrs/mo; 3 during trading hrs. 2) Jared Burke Foundation. 428 East Jackson Road, Saint Louis, MO 63141. Charitable outdoor activities, hunting for veterans, disabled and others. 501c(3). Discuss with CPA & book keeper and give treasurer reports. 5 hrs/mo; 0 during trading hrs. 3) Medical Coding & Auditing Services. 428 East Jackson Road, Saint Louis, MO 63119. Wife Jill's business medical consulting & medical records coding and auditing. Prepare accounting spreadsheets for the CPA. 2 hrs/mo; 0 during trading hrs. 4) Roman Butler Fullerton DBA. 680 Craig Road, Suite 201, St Louis, MO 63141. RBF is a company with fees paid to me as sole proprietor. RIA. Investments, Insurance, Financial Planning. 200 hrs/mo; 35 during trading hrs. 5) St Louis Asphalt and Concrete LLC. 428 East Jackson Road, Saint Louis, MO 63119. Asphalt work. Owned this for repair of asphalt and only managed personnel and accounting for the company. No longer operational. 0 hrs/mo. 6) The covering House. 1395 N Highway Drive, Suite 110, Fenton, MO 63026. Rescues young girls from human trafficking and rehabilitate and educate. 501c(3). Present treasurer report to the board. 5 hrs/mo; 0 during trading hrs. 7) Wiser Advisor LLC. 428 East Jackson Road, Saint Louis, MO 63119. Sole owner LLC. Bought and opened LLC for marketing purposes but haven't used it. 0 hrs/mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-11 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-01 |
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