Jeffrey Ronald Germain

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Los Angeles, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA

Previous Registrations

• 2001-05-15 → 2011-01-03
  Wells Fargo Investments, Llc
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1. R & G REGAL PROPERTIES, INV RELATED, LAS VEGAS, NV, 50% OWNERSHIP, START 3/1/2012, ZERO HOURS PER MONTH, ZERO DURING TRADING, FACILITATES RENTAL PROPERTIES. 2. 4611 SLAUSON LLC, INVESTMENT RELATED, LOS ANGELES, CA, 50% OWNERSHIP, START 3/1/2011, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES. 3. AVENUE 52HP LLC, INV RELATED, REAL ESTATE, 100% OWNERSHIP WITH SPOUSE, START 11/1/2013, 0.20 HOURS PER MONTH, ZERO HOURS DURING TRADING, HOLDS INVESTMENT PROPERTY. 4. RENTAL PROPERTY, INV RELATED, SHERMAN OAKS, CA, 100% OWNERSHIP, START 11/1/2012, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, OWNER. 5. WILLIS AVENUE PARTNERS, INV RELATED, SHERMAN OAKS, CA, 50% OWNERSHIP, START 11/1/2016, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE INVESTMENT. 6. J3P LLC, INV RELATED, LOS ANGELES, CA, 25% OWNERSHIP, START 11/1/2016, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS REAL ESTATE INVESTMENT. 7. INVESTMENT PROPERTY, INV RELATED, LANCASTER, CA, 50% OWNERSHIP, START 6/4/2010, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES. 8. INVESTMENT PROPERTY, INV RELATED, LANCASTER, CA, 50% OWNERSHIP, START 8/25/2005, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES. 9. INVESTMENT PROPERTY, INV RELATED, LANCASTER, CA, 34% OWNERSHIP, START 4/6/2018, ZERO HOURS PER MONTH, ZERO DURING TRADING, NO DUTIES. 10. RENTAL PROPERTY, INV RELATED, SHERMAN OAKS, CA, 100% OWNERSHIP, START 10/29/2018, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. 11. JP2 LLC, INV RELATED, HAWTHORNE, CA, 80% OWNERSHIP, START 7/1/2020, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, REAL ESTATE INVESTMENTS. 12. COMMERCIAL RENTAL PROPERTY, INVT RELATED, WINDSOR HILLS, CA, 50% OWNERSHIP, START DATE 3/13/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES. 13.VISTA MB, LLC, INVT RELATED, MANHATTAN BEACH, CA, 100% OWNERSHIP, START DATE 5/1/2020, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, PASSIVE INVESTMENT. 14. RENTAL PROPERTY, INVT RELATED, MANHATTAN BEACH, CA 100% OWNERSHIP, START DATE 8/31/2021, 1 HR PER MONTH 0 HRS DURING TRADING, NO DUTIES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-12-09
• S63 Uniform Securities Agent State Law Examination
  1992-09-04