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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-03-06 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
1425 Liberty Road Suite 200, Eldersburg, MD 21784 • United States
Odenton, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Services | Bowie | MD | 06/1998 | Present |
| Riversource Wealth Managment, Llc | Waynesville | NC | 11/2010 | 03/2017 |
| Foundations Investment Advisors, Llc | Scottsdale | AZ | 03/2017 | Present |
SUMMIT FINANCIAL SERVICES; IT IS INVESTMENT RELATED; 6915 LAUREL-BOWIE RD, STE 200, BOWIE, MD 20715; PROVIDES FIXED LIFE INSURANCE AND ANNUITY SOLUTIONS; AGENT; SINCE 2005; SPENDS APPROXIMATELY 80 HOURS PER MONTH DURING MARKET TRADING HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-16 |
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