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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Augusta | GA | 12/2009 | Present |
1. 11/18/2009: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - A.J. KILPATRICK & COMPANY - INVESTMENT RELATED - AUGUSTA, GA. 2. 8/28/2012: OTHER-NOTARY - NOTARY PUBLIC - SUPPORT CLIENTS ONLY - NO PUBLIC USE - NOT INVESTMENT RELATED - TIME SPENT 1% - AUGUSTA, GA. 3. 3/24/2017: No Business Name - Investment Related - At Reported Business Location(s) - Other-non-variable insurance trails only - Started 03/23/2017 - 2 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-20 |
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