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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-04-09
  • VA RA
    APPROVED
    Since 2010-04-09

Branch Locations

751 Thimble Shoals Blvd Suite L, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Newport News VA 03/2010 Present
Raymond James Finanical Services Advisors, Inc Newport News VA 04/2010 Present
Holden Global Financial Services Newport News VA 05/2016 Present
  • 03/2010 → Present
    Raymond James Financial Services
    Newport News, VA
  • 04/2010 → Present
    Raymond James Finanical Services Advisors, Inc
    Newport News, VA
  • 05/2016 → Present
    Holden Global Financial Services
    Newport News, VA
Previous Registrations
  • 2009-06-01 → 2010-04-09
    Newport News, VA
  • 2006-02-21 → 2009-06-01
    Newport News, VA
    New York, NY
    Newport News, VA
  • 2000-06-22 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Newport News, VA
Other Businesses

(1) HOLDEN GLOBAL FINANCIAL SERVICES, 751 Thimble Shoals Blvd Ste L, Newport News, VA, NOT INVESTMENT RELATED. S/D::05/2016. Support Company - Non Owner Independent Contractor. HPM: 0-1 HPN Trad: 0-1 DOD: Independent contractor acting financial advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-05-09
S63 Uniform Securities Agent State Law Examination 1992-08-14
  • S65 Uniform Investment Adviser Law Examination
    1996-05-09
  • S63 Uniform Securities Agent State Law Examination
    1992-08-14
Other Names
  • Karen Sue Smith
  • Karen Sue Myers
  • Karen M Bell
  • Karen M Myers

View on SEC IAPD

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