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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1995-04-13
  • WI RA
    APPROVED
    Since 1995-04-13

Branch Locations

402 Bernard St, Watertown, WI 53094-6206 • United States

Watertown, WI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Watertown WI 09/2005 03/2020
Ameriprise Financial Services, Llc Watertown WI 03/2020 Present
Other Businesses

Board of Directors; Buckets for Hunger; Board Member; 4761 Coolidge Street, , Oregon, WI, 53575; Investment-Related; 06/01/2022; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-03-07
  • S63 Uniform Securities Agent State Law Examination
    1995-03-07
Designations

View on SEC IAPD

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