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Gregory Michael Halligan

Wells Fargo Clearing Services, LLC

Anniston, AL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-08-29
AL RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2012-08-29
  • AL RA
    APPROVED
    Since 2003-07-01

Branch Locations

101 E 11Th St, Anniston, AL 36201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Anniston AL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Anniston AL 11/2016 Present
Previous Registrations
  • 2001-12-06 → 2003-07-01
    Prudential Equity Group, Llc
    Anniston, AL
Other Businesses

POWER OF ATTORNEY FOR DAUGHTER, INV RELATED, PLYMOUTH, MN, START: 6/5/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-04
S63 Uniform Securities Agent State Law Examination 1992-11-18
  • S65 Uniform Investment Adviser Law Examination
    1993-08-04
  • S63 Uniform Securities Agent State Law Examination
    1992-11-18
Other Names
  • Greg Halligan

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MCNARON GROUP, INC.

Other Investors

DANIEL CLAY BROCK
KELLY SUSAN LATTA
Brittany Rose Cobb
JEFFERY WAYNE OWENS
Anthony Carl Fleming
Jonathan Tyler Jones
JOSEPH PORTER BYNUM
Jacob Tyler Pollard

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ANNISTON, AL
TRUIST ADVISORY SERVICES, INC. · ANNISTON, AL
OSAIC WEALTH, INC. · ANNISTON, AL
STATE FARM INVESTMENT MANAGEMENT CORP. · Oxford, AL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oxford, AL
LPL FINANCIAL LLC · OXFORD, AL
CETERA INVESTMENT ADVISERS LLC · ANNISTON, AL
WELLS FARGO CLEARING SERVICES, LLC · ANNISTON, AL

More in Anniston, AL

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