Best Investors
Account
Sign in
Best Investors
Account
Sign in
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
301 Congress Avenue Suite 1400, Austin, TX 78701 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Austin | TX | 09/2011 | 06/2024 |
| Morgan Stanley Smith Barney Llc | Austin | TX | 06/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2024 | Present |
(1) YMCA of Austin / Austin, TX / Community Wellness / Healthy Living, Youth Development, Social Responsibility / Member of Board of Directors / Support the mission of the YMCA of Austin / Start 01-January-2016 / Non Profit. (2) *604476 - Greater Austin YMCA; Investment related: No; Austin, Texas; Children/Youth, Civic/Community, Social & Recreational, Sports; Board Member, Finance Committee, Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 06/2009; During business hours: 6; After business hours: 4; Fundraising, Strategic long term planning and focus on ensuring the long term viability and success of the organization
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-02 |
Reach out to this advisor