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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

4250 Veterans Hwy Suite Ll9, Holbrook, NY 11741 • United States

Middle Island, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Holbrook NY 12/1991 Present
Pfs Investments Inc. Holbrook NY 07/1992 Present
Ams Market Research Plainview NY 07/2011 01/2024
Unemployed Ronkonkoma NY 12/2013 Present
  • 12/1991 → Present
    Primerica Financial Services
    Holbrook, NY
  • 07/1992 → Present
    Holbrook, NY
  • 07/2011 → 01/2024
    Ams Market Research
    Plainview, NY
  • 12/2013 → Present
    Unemployed
    Ronkonkoma, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-01-20
S63 Uniform Securities Agent State Law Examination 1992-08-12
  • S65 Uniform Investment Adviser Law Examination
    2011-01-20
  • S63 Uniform Securities Agent State Law Examination
    1992-08-12

View on SEC IAPD

Other Firms

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