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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
3136 Nys Rte 207 Suite 103, Campbell Hall, NY 10916 • United States
11 Sunflower Avenue Suite 2000, Paramus, NJ 07652 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | New York | NY | 12/1993 | 01/2020 |
| Park Avenue Securities Llc | New York | NY | 05/1999 | 01/2020 |
| Prudential Insurance Company Of America | Mahwah | NJ | 01/2020 | Present |
| Pruco Securities, Llc. | Mahwah | NJ | 01/2020 | 11/2024 |
| Lpl Enterprise, Llc | Lagrangeville | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-20 |
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