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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-22 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
3136 Nys Rte 207 Suite 103, Campbell Hall, NY 10916 • United States
1270 Avenue Of The Americas Ste 1000, New York, NY 10020 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equity Services, Inc. | Montpelier | VT | 08/2015 | 12/2023 |
| National Life | White Plains | NY | 08/2015 | 12/2023 |
| The Prudential Insurance Co. Of America | New York | NY | 01/2024 | Present |
| Pruco Securities, Llc | New York | NY | 01/2024 | 11/2024 |
| Lpl Enterprise, Llc | New York | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-12-24 |
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