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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
IL RA APPROVED 2018-06-22
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • IL RA
    APPROVED
    Since 2018-06-22

Branch Locations

9530 W 131St St, Palos Park, IL 60464 • United States

Oak Lawn, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Professionals Inc San Antonio TX 01/2013 09/2018
Ameriprise Financial Services, Inc Orland Park IL 06/2018 03/2020
Ameriprise Financial Services, Llc Orland Park IL 03/2020 Present
  • 01/2013 → 09/2018
    Investment Professionals Inc
    San Antonio, TX
  • 06/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Orland Park, IL
  • 03/2020 → Present
    Orland Park, IL
Previous Registrations
  • 2013-01-31 → 2018-09-24
    Investment Professionals, Inc.
    San Antonio, TX
    Orland Park, IL
    Berwyn, IL
    Naperville, IL
    Palos Park, IL
    Kansas City, MO
    Downers Grove, IL
  • 2009-10-05 → 2013-02-05
    Orland Park, IL
  • 2007-10-19 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Orland Park, IL
  • 2002-03-04 → 2007-10-25
    A. G. Edwards & Sons, Inc.
    Palos Heights, IL
    Palos Heights, IL
Other Businesses

Outside Employment; Republic Bank; Financial Advisor - My roles and responsibilities include building client relationships & manage financial decisions .; ; 2221 Camden CtOak Brook Il 60523, ,; Investment-Related; 05/23/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-06-23
  • S66 Uniform Combined State Law Examination
    1999-06-23
Other Names
  • Denis Hedderman

View on SEC IAPD

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