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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-05-03
  • CO RA
    APPROVED
    Since 2024-05-03

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Englewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 09/1996 04/2024
Tiaa Denver CO 09/1996 04/2024
Empower Financial Services, Inc Greenwood Village CO 04/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
Previous Registrations
Other Businesses

INVESTOR - UNIVERSITY VILLAGE; EFFECTIVE DATE: 6/6/2006; DEVOTE ZERO HOURS TO THIS ACTIVITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-29
S63 Uniform Securities Agent State Law Examination 1996-12-05
  • S66 Uniform Combined State Law Examination
    2007-01-29
  • S63 Uniform Securities Agent State Law Examination
    1996-12-05

View on SEC IAPD

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