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Andrew William Schmitt

Schmitt Wealth Advisers, LLC

Cincinnati, OH

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Current Employers
Schmitt Wealth Advisers, Llc

4555 Lake Forest Drive Suite 235, Cincinnati, OH 45242 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2015-11-02
OH RA APPROVED 2015-08-04
  • KY RA
    APPROVED
    Since 2015-11-02
  • OH RA
    APPROVED
    Since 2015-08-04

Branch Locations

4555 Lake Forest Drive Suite 235, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schmitt Wealth Advisers, Llc Cincinnati OH 08/2015 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-09-02
S63 Uniform Securities Agent State Law Examination 1992-09-17
  • S65 Uniform Investment Adviser Law Examination
    1993-09-02
  • S63 Uniform Securities Agent State Law Examination
    1992-09-17
Other Names
  • Andy William Schmitt

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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