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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-05-04
TN RA APPROVED 2007-02-02
  • TX RA
    APPROVED
    Since 2007-05-04
  • TN RA
    APPROVED
    Since 2007-02-02

Branch Locations

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Franklin TN 01/2007 Present
Bank Of America,Na Franklin TN 11/2009 Present
  • 01/2007 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Franklin, TN
  • 11/2009 → Present
    Bank Of America,Na
    Franklin, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-01
S63 Uniform Securities Agent State Law Examination 1993-03-17
  • S66 Uniform Combined State Law Examination
    2007-02-01
  • S63 Uniform Securities Agent State Law Examination
    1993-03-17
Other Names
  • Lester Scott Thompson
  • L. Scott Thompson

View on SEC IAPD

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