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Current Employers
Great Valley Advisor Group, Llc

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-12
ME RA APPROVED 2023-12-12
MA RA APPROVED 2021-05-18
TX RA APPROVED 2021-05-10
  • CA RA
    APPROVED
    Since 2023-12-12
  • ME RA
    APPROVED
    Since 2023-12-12
  • MA RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED
    Since 2021-05-10

Branch Locations

30 Braintree Hill Office Park Suite 202, Braintree, MA 02184 • United States

920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Braintree MA 02/2007 Present
U.S. Financial Advisors, Llc Braintree MA 11/2014 05/2021
Great Valley Advisor Group Braintree MA 05/2021 Present
  • 02/2007 → Present
    Lpl Financial Llc
    Braintree, MA
  • 11/2014 → 05/2021
    U.S. Financial Advisors, Llc
    Braintree, MA
  • 05/2021 → Present
    Great Valley Advisor Group
    Braintree, MA
Previous Registrations
  • 2014-11-14 → 2021-06-04
    U.S. Financial Advisors
    Wilmington, DE
Other Businesses

1. 11/17/2014: US Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 30 Braintree Hill Office Park, Suite 201, Braintree MA 02184 - 50 Hr/Mo; 4 Hours During Securities Trading 2. 04/04/2019: The Howe Group at US Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 10 hrs/mo - 10 hrs during trading 3. 7/9/2021 - GVH Capital LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 6/8/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Hybrid RIA, advisory and brokerage revenue only. 4. 07/19/2022 - Great Valley Advisor Group, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 05/01/2021 - 20 Hours Per Month/1 Hours During Securities Trading - Time Spent 13% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 5. 07/19/2022 - Great Valley Advisor Group, Inc. - DBA: US Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 05/01/2021 - 20 Hours Per Month/1 Hours During Securities Trading - Time Spent 13% - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 6. 01/31/2024: US Wealth Management Howe - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/6/2020 - 20 Hours Per Month/1 Hour During Securities Trading. 7. 01/31/2024: Great Valley Advisor Group, Inc DBA US Wealth Howe - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 5/1/2021 - 20 Hours Per Month/1 Hour During Securities Trading - I provide investment advisory services through Great Valley Advisor Group, Inc. an independent investment advisor firm. I started this business activity in 7/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 8. 01/31/2024: The Howe Team at US Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/6/2020 - 20 Hours Per Month/1 Hour During Securities Trading. 9. 01/31/2024: US Wealth Howe - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 5/6/2020 - 20 Hours Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-08
S63 Uniform Securities Agent State Law Examination 1992-09-23
  • S66 Uniform Combined State Law Examination
    2007-02-08
  • S63 Uniform Securities Agent State Law Examination
    1992-09-23

View on SEC IAPD

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