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CRD 2260522
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-03-14 |
Branch Locations
2514 W Kennedy Blvd, Tampa, FL 33609 • United States
1101 First Street South, Winter Haven, FL 33880 • United States
7722 Sr 544 E, Winter Haven, FL 33881 • United States
3670 Havendale Blvd Nw, Winter Haven, FL 33881 • United States
1375 North Broadway Ave., Bartow, FL 33830 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Winter Haven | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winter Haven | FL | 11/2016 | 03/2023 |
| Lpl Financial Llc | Auburndale | FL | 03/2023 | Present |
| South State Bank | Winter Haven | FL | 03/2023 | Present |
1- 03/2023 / South State Investment Services / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / WINTER HAVEN, FL 2- 03/2023 / Soccer Referee / Outside/W-2 Employment / NON INVESTMENT RELATED / WINTER HAVEN, FL 3- 03/2023 / Berkley Accerated Middle School / Non-Profit Board Member / NON INVESTMENT RELATED / WINTER HAVEN, FL 4- 03/2023 / YOUTH SOCCER / Outside/W-2 Employment / NON INVESTMENT RELATED / AUBURNDALE, FL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-11 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-01 |
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