Eric Alan Kolben

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2023
  Ubs Financial Services Inc.
  Portland, ME
• 06/2023 → Present
  Morgan Stanley Smith Barney Llc
  Portland, ME
• 06/2023 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2009-01-22 → 2023-06-26
  Ubs Financial Services Inc.
  Portland, ME
• 2007-04-02 → 2009-01-26
  Morgan Stanley & Co. Llc
  Portland, ME
• 2005-11-09 → 2007-04-02
  Morgan Stanley Dw Inc.
  Portland, ME
  Portland, ME

Other Businesses

*559295 - Gulf of Maine Research Institute; Investment related: No; Portland, Maine; Environmental; Board Member, Strategic Gift Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2021; During business hours: 4; After business hours: 4; Fundraising *707008- Jewish Community Fund of Maine; Investment related No; Portland, Maine; Civic/Community; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 5; Investment Decisions/Advice

Exams

• S66 Uniform Combined State Law Examination
  2005-10-21