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Lee Ann Lien

Wells Fargo Clearing Services, LLC

Onalaska, WI

Minneapolis, MN

Holmen, WI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-24
WI RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2013-05-24
  • WI RA
    APPROVED
    Since 2011-01-03

Branch Locations

591 Theater Rd, Onalaska, WI 54650 • United States

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

Holmen, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Eau Claire WI 01/2011 11/2016
Wells Fargo Clearing Services, Llc Eau Claire WI 11/2016 Present
Previous Registrations
  • 2001-03-30 → 2011-01-03
    Wells Fargo Investments, Llc
    Eau Claire, WI
    Eau Claire, WI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1992-10-09
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1992-10-09
Other Names
  • Leeann Lien
  • Leeann Lusk

View on SEC IAPD

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Other Investors

CLIFFORD RAY WARDEN
Joel Phillip Dettwiler
Joseph Michael Lewis
JASON SCOTT SOBOLIK
LUCAS EDWARD SCHWALLER
JEFFREY MELVIN LOKKEN
BENJAMIN WILLIAM KAUTZ
Haana Brumder Frank

Other Offices

CETERA INVESTMENT ADVISERS LLC · ONALASKA, WI
MERCER GLOBAL ADVISORS INC. · ONALASKA, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Onalaska, WI
INTERACTIVE FINANCIAL ADVISORS · Onalaska, WI
FIDUCIARY FINANCIAL PLANNING NETWORK · ONALASKA, WI
EDWARD JONES · ONALASKA, WI
EDWARD JONES · ONALASKA, WI
U.S. BANCORP ADVISORS, LLC · Onalaska, WI

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