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805 Fifth Street, Rapid City, SD 57701-3606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2018-01-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Company, Llc | Rapid City | SD | 06/2013 | Present |
| Rock Creek Advisors, Llc | Rapid City | SD | 10/2017 | Present |
First Trust Company, LLC Not investment-related 909 St. Joseph Street, Ste. 200, Rapid City, SD 57701 Corporate fiduciary that does not manage investment assets Executive Vice President; member of the LLC Start date - 06/2013 App. number of hours/month devoted to FTC - 60-70 hours Number of hours devoted during trading hours - 2-3 hours daily Serve as CFO/COO for the trust company; primary contact for the regulator (SD Division of Banking); administer trusts for SD-sitused trusts.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-17 |
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