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Anthony Wayne Miller

Stifel, Nicolaus & Company, Incorporated

Gainesville, GA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-12-04
  • GA RA
    APPROVED
    Since 2019-12-04

Branch Locations

212 Green Street Ne, Gainesville, GA 30501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Gainesville GA 02/2013 12/2019
Stifel Nicolaus & Co Inc Gainesville GA 12/2019 Present
Previous Registrations
  • 2013-02-13 → 2019-12-09
    Raymond James & Associates, Inc.
    Gainesville, GA
  • 2003-01-30 → 2013-02-13
    Morgan Keegan & Company, Llc
    Gainesville, GA
    Gainesville, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-17
S63 Uniform Securities Agent State Law Examination 1998-02-27
  • S65 Uniform Investment Adviser Law Examination
    1998-11-17
  • S63 Uniform Securities Agent State Law Examination
    1998-02-27
Other Names
  • Andy Miller

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Gainesville, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GAINESVILLE, GA
WILLIS INVESTMENT COUNSEL INC · GAINESVILLE, GA
RAYMOND JAMES & ASSOCIATES, INC. · Gainesville, GA
ANDERSON ADVISORS, INC. · GAINESVILLE, GA
CETERA INVESTMENT ADVISERS LLC · GAINESVILLE, GA
WELLS FARGO CLEARING SERVICES, LLC · GAINESVILLE, GA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · GAINESVILLE, GA

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