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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2019-07-22
  • DC RA
    APPROVED
    Since 2019-07-22

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. Washington DC 06/2009 04/2019
Jpmorgan Chase Washington DC 06/2009 04/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 03/2019 Present
Bank Of America, N.A. Washington DC 04/2019 Present
  • 06/2009 → 04/2019
    J.P. Morgan Securities Inc.
    Washington, DC
  • 06/2009 → 04/2019
    Jpmorgan Chase
    Washington, DC
  • 03/2019 → Present
    Washington, DC
  • 04/2019 → Present
    Bank Of America, N.A.
    Washington, DC
Previous Registrations
  • 2008-12-23 → 2009-06-11
    Barclays Capital Inc.
    Washington, DC
    Philadelphia, PA
Other Businesses

I*127621 For profit or not for profit: For-Profit Organization Name of outside business organization: Atwell Clarke Collective LLC Investment related: N Address of business:Washinton, District of Columbia 20015 Nature of business: LLC Position, title, association: Owner, Start date of relationship: 10/31/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Single asset holding company to hold a piece of art purchased by me and my brother. I*: 2098275 Entity Type: Entity Charitable Name of OBA: Howard University School of Business Advisory Board Address: Washington Investment Related: District of Columbia 20059 Position, Title, Association: Board Member Employee Start Date: 12/03/2024 No Hours: 10hr/yr No Hours during trading: 5 Duties: School of Business advisory role to help the professors and student prepare for employment opportunities with companies that recruit at the University. I am involved with this given my role as Bank of America Executive Sponsor for Howard University Recruiting. The role is just to listen to the strategic plan and provide thoughts 2-3 times a year.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-19
S66 Uniform Combined State Law Examination 2005-10-28
  • S65 Uniform Investment Adviser Law Examination
    2019-07-19
  • S66 Uniform Combined State Law Examination
    2005-10-28
Other Names
  • Morris J Clarke
  • Morris Jefferson Clarke
  • Morris J Clarke

View on SEC IAPD

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