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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-17
DC RA APPROVED 2021-08-07
NH RA APPROVED 1997-07-08
  • TX RA
    APPROVED
    Since 2024-09-17
  • DC RA
    APPROVED
    Since 2021-08-07
  • NH RA
    APPROVED
    Since 1997-07-08

Branch Locations

74 Northeastern Blvd Unit 17A, Nashua, NH 03063-1997 • United States

Nashua, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Nashua NH 09/2005 03/2020
Ameriprise Financial Services, Llc Nashua NH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 74 Northeastern Blvd, Unit 17 Nashua, NH 03062, ,; Investment-Related; 07/18/2014. Business Ownership; Arnesen Northbridge RE LLC; Member of LLC; Real estate Real Estate LLC to hold office condo; 74 Northeastern Blvd, Unit 17 Nashua, NH 03062, , Nashua, NH, 03062; Investment-Related; 07/18/2014; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; YMCA of Greater Nashua; Chair of Board of Trustees; 10 Cotton Road, Suite 1, , Nashua, NH, 03063; Not Investment-Related; 05/21/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-26
S63 Uniform Securities Agent State Law Examination 1992-08-04
  • S65 Uniform Investment Adviser Law Examination
    1996-07-26
  • S63 Uniform Securities Agent State Law Examination
    1992-08-04
Designations
Other Names
  • Andrea Anne Riley
  • Andrea Riley Arnesen
  • Andrea Riley-Arnesen

View on SEC IAPD

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