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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-01 |
| TX | RA | APPROVED_RES | 2017-04-05 |
| IA | RA | APPROVED | 2014-10-15 |
| WI | RA | APPROVED | 2009-06-01 |
Branch Locations
208 Main Street, Darlington, WI 53530 • United States
424 Broadway Street, Galena, IL 61036 • United States
Galena, IL • United States
Apple River, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Darlington | WI | 11/2007 | Present |
| Eaton Properties, Llc-Real Estate | Darlington | WI | 02/2001 | Present |
| Eaton Financial Advisors, Inc. | Darlington | WI | 05/1999 | Present |
| Raymond James Financial Services Advisors, Inc | Darlington | WI | 06/2009 | Present |
| Etax | Darlington | WI | 03/2005 | Present |
| Galena High School | Galena | IL | 02/2001 | 01/2025 |
| Chalmers & Eaton Investment Services, Llc | Dubuque | IA | 11/2007 | 06/2025 |
(1)Name of Business: Eaton Financial Advisors, Inc. Address: 208 Main Street, Darlington, WI, 53530, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/12/1999 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Support Company (2)Name of Business: Eaton Financial Advisors, Inc. Address: 208 Main Street, Darlington, WI, 53530, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 02/21/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent selling fixed insurance products (3)Name of Business: Eaton Properties, LLC Address: 208 Main Street, Darlington, WI, 53530, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/23/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and manage rental property (4)Name of Business: Etax Address: 208 Main Street, Darlington, WI, 53530, United States Activity Type: Tax Preparation Position/Title: Other Investment Related: No Start Date: 03/11/2005 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Data Collection - do not complete or sign the returns
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-14 |
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