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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-07 |
| WI | RA | APPROVED | 2004-05-18 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Financial | Spfld | MA | 05/2004 | Present |
| Mml Investors Services Inc | Darlington | WI | 05/2004 | Present |
(1)Name: Havens Financial Services Inv rel: Y Add: 517 Park Place Darlington, WI 53530 Nature: Ind Life Ins, Health Ins, Grp Life Ins, Grp Health Ins Burial Trusts Position: sales/agent Start date: 1991 No. HR/MO: 5 No. HR/MO during sec trading: 5 (2)Name: Park Place Properties Inv rel: Y Add: 517 Park Place, Darlington, WI 53530 Nature: rental property Position: owner Start date: 1996 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: own and manage (3)Name: Havens Hilltop Farm Inv rel: N Add: 10967 Hwy 23 South, Darlington, WI 53530 Nature: Farm Position: Owner Start date: 01/01/1999 No. HR/MO: 5 No. HR/MO during sec trading: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-15 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-23 |
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