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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2017-07-17 |
| TX | RA | APPROVED_RES | 2016-05-17 |
| WA | RA | APPROVED | 2009-06-26 |
Branch Locations
701 Pike Street Suite 2100, Seattle, WA 98101 • United States
Bend, OR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Bellevue | WA | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-05 |
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