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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
CA RA APPROVED 2025-10-08
  • TX RA
    APPROVED
    Since 2026-03-23
  • CA RA
    APPROVED
    Since 2025-10-08

Branch Locations

100 Cortona Way Suite 120, Brentwood, CA 94513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Martin, Wardin, & Eissner Financial Group Inc. Brentwood CA 01/1992 09/2025
Commonwealth Financial Network Waltham MA 08/2008 09/2025
Farther Brentwood CA 09/2025 10/2025
Commonwealth Financial Network Waltham MA 10/2025 Present
Eissner Financial Brentwood CA 10/2025 Present
Previous Registrations
  • 2025-10-02 → 2025-10-10
    San Francisco, CA
    Brentwood, CA
  • 2008-08-15 → 2025-09-30
    Brentwood, CA
    Pleasanton, CA
    Brentwood, CA
  • 2000-07-14 → 2012-12-31
    Martin, Wardin, & Eissner Financial Group Inc.
    Pleasanton, CA
  • 2005-08-05 → 2008-09-05
    Walnut Street Securities, Inc.
    Brentwood, CA
  • 1993-03-08 → 2006-11-02
    Walnut Street Advisers Inc
    Concord, CA
    Brentwood, CA
Other Businesses

1. Fixed insurance sales; as of 1992; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-Owner, Eissner Financial, a private entity established to facilitate advisory business; as of 01/01/2023; 90% of time spent during business hours; Conducted at branch; Investment related. 3. Owner, Eissner Holdings, LLC; a private entity established to facilitate securities, advisory, and insurance business; 1% of time spent during business hours; Conducted at branch; Investment related. 4. Co-owner, Martinez & Eissner Operations LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 11/06/2025; 2% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-07-23
  • S63 Uniform Securities Agent State Law Examination
    1992-07-23
Designations

View on SEC IAPD

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