James Richard Householder

Current Employers

Employment History

• 01/1992 → Present
  U.S. Naval Reserves
  Minnetonka, MN
• 07/1992 → Present
  Fortis Investors, Inc.
  Minnetonka, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Minnetonka, MN

Previous Registrations

• 2014-01-15 → 2024-01-19
  Woodbury Financial Services, Inc.
  Minnetonka, MN
  Minnetonka, MN

Other Businesses

1. INSURANCE SALES POSITION: Insurance Agent NATURE: Self-employed sales and service of fixed annuities; health; life; disability; and long term care insurance. INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 2 START DATE: 08/25/1992 ADDRESS: 14525 Highway 7, Ste 300, Minnetonka MN 55345-3738, United States DESCRIPTION: Fixed annuities; health; life; disability; and long term care insurance sales, and service. 2. POSITION: Co-Trustee NATURE: Co-Trustee of my parents trust(s). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/24/2020 ADDRESS: 14501 Atrium Way, Apt 224, Minnetonka MN 55345-4756, United States DESCRIPTION: Co-Trustee. 3. TAX PREPARATION POSITION: Tax Preparer NATURE: Self-employed tax preparer, PTIN holder and Annual Filing Season Program (AFSP) participant. INVESTMENT RELATED: No NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 50 START DATE: 01/01/1993 ADDRESS: 14525 Highway 7, Ste 300, Minnetonka MN 55345-3738, United States DESCRIPTION: Prepare income tax returns for individuals and married couples (1040; 1041; 706; 709; and state returns).

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-12-08
• S63 Uniform Securities Agent State Law Examination
  1992-07-27

Designations

Other Names

• James Richard Householder