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Kenneth Robert Poley

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-01-15
TX RA APPROVED 2015-01-15
  • PA RA
    APPROVED
    Since 2015-01-15
  • TX RA
    APPROVED
    Since 2015-01-15

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/1992 Present
  • 06/1992 → Present
    The Vanguard Group, Inc.
    Malvern, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER 1 INVESTMENT RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 06/2021 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER 2 INVESTMENT RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 06/2021 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER 3 INVESTMENT RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 08/2021 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER 4 INVESTMENT RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 08/2021 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER 5 INVESTMENT RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 03/2023 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER 6 INVESTMENT RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 03/2023 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER 7 INVESTMENT RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 03/2025 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER 8 INVESTMENT RELATED ADDRESS: LANSDALE, PA NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 03/2025 APPROXIMATE HOURS/MONTH:1 HOURS DEVOTED DURING TRADING HOURS:0 DUTIES: LIMITED AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-09-21
S63 Uniform Securities Agent State Law Examination 1994-08-26
  • S65 Uniform Investment Adviser Law Examination
    2000-09-21
  • S63 Uniform Securities Agent State Law Examination
    1994-08-26
Designations

View on SEC IAPD

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