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Benjamin F. Edwards & Company, Inc. CRD 146936
$18.9B regulatory AUM 23 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2017-01-27 |
| TX | RA | APPROVED | 2017-01-27 |
Branch Locations
5445 Dtc Parkway Suite 1020, Greenwood Village, CO 80111 • United States
One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States
2745 S. Alma School Rd. Suite 4, Chandler, AZ 85286 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chandler | AZ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Chandler | AZ | 11/2016 | 01/2017 |
| Benjamin F. Edwards & Co. | Chandler | AZ | 01/2017 | Present |
1ST PHORM - FENTON, MO; PREMIER SUPPLEMENT COMPANY - LEGIONNAIRE/REP; NON-INVESTMENT RELATED,START 02/05/2021, 2 HOURS PER MONTH, 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-09-19 |
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