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Jean L. Modos

Ameriprise Financial Services, LLC

Middleton, WI

Stoughton, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-19
WI RA APPROVED 2024-03-14
  • TX RA
    APPROVED
    Since 2026-02-19
  • WI RA
    APPROVED
    Since 2024-03-14

Branch Locations

8215 Greenway Blvd Ste 200, Middleton, WI 53562 • United States

Stoughton, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird Madison WI 04/2006 11/2016
Wells Fargo Clearing Services, Llc Madison WI 11/2016 02/2024
Ameriprise Financial Services, Llc Middleton WI 02/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-13
S63 Uniform Securities Agent State Law Examination 2000-12-22
  • S66 Uniform Combined State Law Examination
    2018-08-13
  • S63 Uniform Securities Agent State Law Examination
    2000-12-22
Other Names
  • Jean L Modos
  • Jean L Modos
  • Jean L. Modos
  • Jean Louise Modos

View on SEC IAPD

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STRATEGIC ADVISERS LLC · MIDDLETON, WI
CANOPY WEALTH MANAGEMENT · MIDDLETON, WI
MORGAN STANLEY · Middleton, WI
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · MIDDLETON, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · MIDDLETON, WI
JACOBSON & SCHMITT ADVISORS, LLC · MIDDLETON, WI
CHARLES SCHWAB & CO., INC. · Middleton, WI
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