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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-05-01 |
| CA | RA | APPROVED | 2023-04-28 |
Branch Locations
9595 Wilshire Blvd. Suite 801 And 200, Beverly Hills, CA 90212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Beverly Hills | CA | 03/2010 | 11/2019 |
| Bank Of America,N.A. | Beverly Hills | CA | 06/2011 | 11/2019 |
| Wedbush Securities Inc. | Los Angeles | CA | 12/2019 | 04/2023 |
| Raymond James & Associates, Inc. | Beverly Hills | CA | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-28 |
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