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George Mark Hamby

LPl Financial LLC

Glen Allen, VA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-25
VA RA APPROVED 2024-05-06
  • TX RA
    APPROVED_RES
    Since 2024-06-25
  • VA RA
    APPROVED
    Since 2024-05-06

Branch Locations

4860 Cox Rd Ste 200 #216, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Securities Management, Inc. Richmond VA 03/2006 12/2018
Unemployed Richmond VA 12/2018 03/2019
Momentum Indepedent Network Inc. Dallas TX 03/2019 05/2024
Lpl Financial Glen Allen VA 05/2024 Present
  • 03/2006 → 12/2018
    Capital Securities Management, Inc.
    Richmond, VA
  • 12/2018 → 03/2019
    Unemployed
    Richmond, VA
  • 03/2019 → 05/2024
    Momentum Indepedent Network Inc.
    Dallas, TX
  • 05/2024 → Present
    Lpl Financial
    Glen Allen, VA
Previous Registrations
  • 2019-03-13 → 2024-05-07
    Dallas, TX
    Glen Allen, VA
  • 2006-03-09 → 2019-01-29
    Tampa, FL
    Tallahasse, FL
    Reston, VA
    Middleburg, VA
    Glen Allen, VA
    Tampa, FL
    Red Bank, NJ
    Bradenton Beach, FL
    Smyrna, GA
    Port Richey, FL
    Reston, VA
    Springfield, VA
    Indianapolis, IN
    Collegeville, PA
    Gaithersburg, MD
    Chesapeake, VA
    Salisbury, MD
    Annandale, VA
    Reston, VA
    Washington, DC
    Washington, DC
    Mclean, VA
    Bowie, MD
    Manassas, VA
    Mclean, VA
    Annapolis, MD
    Alexandria, VA
    Ashburn, VA
    Tallahasse, FL
    Mclean, VA
  • 2005-04-04 → 2006-01-24
    Anderson & Strudwick, Incorporated
    Richmond, VA
  • 2000-09-14 → 2005-04-04
    A&S Capital Advisors, Inc.
    Richmond, VA
Other Businesses

1)02/13/2024 - Highland Partners Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-28
S63 Uniform Securities Agent State Law Examination 1994-01-17
  • S65 Uniform Investment Adviser Law Examination
    2000-03-28
  • S63 Uniform Securities Agent State Law Examination
    1994-01-17

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