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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-25 |
| VA | RA | APPROVED | 2024-05-06 |
Branch Locations
4860 Cox Rd Ste 200 #216, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Securities Management, Inc. | Richmond | VA | 03/2006 | 12/2018 |
| Unemployed | Richmond | VA | 12/2018 | 03/2019 |
| Momentum Indepedent Network Inc. | Dallas | TX | 03/2019 | 05/2024 |
| Lpl Financial | Glen Allen | VA | 05/2024 | Present |
1)02/13/2024 - Highland Partners Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 05/2024 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-17 |
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