Donna Marie Stefans

Current Employers

Employment History

• 05/1987 → Present
  National Westminster Bank Usa
  Melville, NY
• 01/1996 → Present
  Stefans Associates, Inc.
  Woodbury, NY
• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 07/2016 → 08/2019
  Gold Coast Capital Management
  Woodbury, NY
• 11/2016 → Present
  Long Island Branch Llc; Dba Affiliated Wealth Advisors
  Woodbury, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2024 → Present
  Adviseher Financial
  Woodbury, NY

Other Businesses

(1) ATTORNEY - ESTATE PLANNING/TRUSTS, STEFANS LAW GROUP PC, 30 SECURITIES TRADING HRS WKLY, 5 NON SECURITIES TRADING HRS WKLY, START DATE 9/2001; (2) PRESIDENT, STEFANS ASSOCIATES, INC, TAX PREPARER, 20 SECURITIES TRADING HRS WKLY, 15 NON SECURITIES TRADING HRS WKLY, START DATE 9/2001; (3) NON ACTIVE REAL ESTATE BROKER/INDEPENDENT INSURANCE AGENT, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, FOR 1HR/WK & 1HR EVENING & WKENDS, SINCE 10/2012; (4) WEALTH ADVISORY ASSOCIATES ; INVESTMENT RELATED: YES ; SAME AS REGISTERED LOCATION ; FINANCIAL SERVICES ; START DATE: 09/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER /FINANCIAL ADVISOR ; APX # OF HRS PER WK: 25 ; DURING TRADING HRS: 25 ; BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR ACTIVITIES ; (5) STEFAN ASSOCIATES INC, DBA SUMMIT TAX ADVISORS; INVESTMENT RELATED: NO SAME AS REGISTERED LOCATION; ACCOUNT AND TAX PREPARATION SERVICES; STARTED: 09/14/2016; POSITION/TITLE/RELATIONSHIP: OWNER; HRS PER WK: 10 HOURS; HRS DURING TRADING HRS: VARIES; DUTIES: ACCOUNTING AND TAX PREP SERVICES. (6) LONG ISLAND BRANCH LLC; DBA AFFILIATED WEALTH ADVISORS; INVESTMENT RELATED: YES; SAME AS REGISTERED LOCATION; BUSINESS MANAGEMENT; STARTED: 11/01/2016; POSITION/TITLE/RELATIONSHIP: ADMIN/MARKETING SUPPORT; HRS PER WK: 1 HOUR; HRS DURING TRADING HRS: VARIES; DUTIES: SUPPORT PARTNER IN ADMINISTRATION AND MARKETING. (7) LONG ISLAND ALZHEIMERS ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 425 BROADHOLLOW RD STE 307, MELVILLE, NY11747; NATURE OF BUSINESS: ALZHEINERS RESEARCH AND SUPPORT; START DATE: 08/2017; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; HRS PER WK: 1; HRS DURING TRADING HRS: NONE; DUTIES: NO SPECIFIC DUTIES; (8) NEW YORK STATE BAR ASSOCIATION; INVESTMENT RELATED: NO ; ADDRESS: 1 ELK STREET ALBANY NY 12207; NATURE OF BUSINESS: COORDINATES COMMITTEE ACTIVITIES; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: VICE CHAIRWOMAN; HRS PER WK: 1; HRS DURING TRADING HRS: 1; DUTIES: VICE CHAIRWOMAN OF FINANCIAL PLANNING & INVESTMENT COMMITTEE; (9) NOTARY PUBLIC INVESTMENT RELATED: NO; SAME AS REGISTERED LOCATION; NOTARY PUBLIC; STARTED: 2000; POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; HRS PER WK: NONE; HRS DURING TRADING HRS: NONE; DUTIES: NOTARY PUBLIC DUTIES AND RESPONSIBILITIES; (10) IRREVOCABLE TRUST; INVESTMENT RELATED: NO; ADDRESS: JEWETT, NY; NATURE OF BUSINESS: IRREVOCABLE TRUST; START DATE: 01/2016; POSITION/TITLE/RELATIONSHIP: TRUSTEE; HRS PER WK: NONE; HRS DURING TRADING HRS: NONE; DUTIES: TRUSTEE RESPONSIBILITIES; 11) ALZHEIMER'S ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 300 BROADHOLLOW RD SUITE LL100, MELVILLE, NY 11747; NATURE OF BUSINESS: NON-PROFIT; START DATE: 5/2023; POSITION/TITLE/RELATIONSHIP: EVENT CHAIR; APX # OF HRS PER WK: 3; APX # OF HRS DURING TRADING HRS: 3; BRIEF DESCRIPTION OF DUTIES: SERVE AS THE VOLUNTEER LEADER FOR PLANNING & EXECUTION OF WALK TO END ALZHEIMER'S; 12) NEW YORK CHAPTER, NATIONAL ACADEMY OF ELDER LAW ATTORNEYS; INVESTMENT RELATED: NO; ADDRESS: 1577 SPRING HILL RD VIENNA, VA 22182; NATURE OF BUSINESS: BOARD; START DATE: 02/2024; BOARD MEMBER; APX # OF HRS PER WK: 2; APX # OF HRS DURING TRADING HRS: 1; BRIEF DESCRIPTION OF DUTIES: MONTHLY MEETINGS, DISCUSS ADVOCACY, LEGAL EDUCATION, EXAMINE POLICY TO ENHANCE LIFE OF ELDERS, SPECIAL NEEDS PERSONS; 13) NAME OF OTHER BUSINESS: ADVISEHER FINANCIAL , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: EDUCATIONAL SEMINARS AND MATERIALS, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX # OF HRS PER WK: 10, APX # OF HRS DUR TRADING HRS: 3, BRIEF DESCRIPTION OF DUTIES: OFFERING FINANCIAL LITERACY AND EDUCATIONAL SERVICES; 14) NAME OF OTHER BUSINESS: THE STEFANS GROUP; INV RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BUSINESS MARKETING; START DATE: 7/2024; POSITION/TITLE/RELATIONSHIP: OWNER, APX # OF HRS PER WK: 30; APX # OF HRS DUR TRAD HRS: 5; DUTIES: DBA FOR MARKETING PURPOSES,

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-19
• S63 Uniform Securities Agent State Law Examination
  1992-08-10