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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-05-15
GA RA APPROVED 2016-04-28
  • TX RA
    APPROVED_RES
    Since 2018-05-15
  • GA RA
    APPROVED
    Since 2016-04-28

Branch Locations

2400 Lakeview Parkway Suite 200, Alpharetta, GA 30009 • United States

3414 Peachtree Rd Ne Suite 550, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc Atlanta GA 04/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-03-11
    Atlanta, GA
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
  • 1992-08-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
Other Businesses

1. TO SERVE AS A MEMBER OF THE ORANGE BOWL COMMITTEE. 2.Name of Business : BuildCoin Address: Brookhaven, GA Nature of the Business: Personal/Private Investment 2.Name of Business : Legacy Bank of Florida Address: 2896 Mabry Road NE,Brookhaven, GA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 09/30/2011 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: investor Position/Title: Investment Related:Yes Start Date: 10/13/2017 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Investor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-04
S63 Uniform Securities Agent State Law Examination 1992-08-14
  • S65 Uniform Investment Adviser Law Examination
    2003-03-04
  • S63 Uniform Securities Agent State Law Examination
    1992-08-14
Other Names
  • Craig David Norton

View on SEC IAPD

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