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Current Employers
1St Discount Brokerage, Inc.

8927 Hypoluxo Road Suite A5, Lake Worth, FL 33467 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-10-29
NJ RA APPROVED 2023-10-12
MA RA APPROVED 2020-12-15
RI RA APPROVED 2020-07-16
FL RA APPROVED 2012-09-11
  • PA RA
    APPROVED
    Since 2025-10-29
  • NJ RA
    APPROVED
    Since 2023-10-12
  • MA RA
    APPROVED
    Since 2020-12-15
  • RI RA
    APPROVED
    Since 2020-07-16
  • FL RA
    APPROVED
    Since 2012-09-11

Branch Locations

127 Dorrance St., Penthouse Suite, Providence, RI 02903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Discount Brokerage, Inc. West Palm Beach FL 08/2003 Present
  • 08/2003 → Present
    First Discount Brokerage, Inc.
    West Palm Beach, FL
Other Businesses

1)PENTHOUSE REALITY (PRES),NON INVESTMENT RELATED, RENTAL PROPERTY, START 5/2001, 1 HOUR PER MONTH, ADDRESS 127 DORRANCE ST., PROVIDENCE, RI 02903, OWN AND COLLECT RENT 2)SPRUCE EQUITY ADVISORS, NON INVESTMENT RELATED, PRESIDENT, START DATE 12/01/1999, 1 HOUR A MONTH, PAY COMPANY INVOICES. 3)WINCHESTER INVESTMENT SECURITIES. INVESTMENT RELATED. 100% OF THE TRADING DAY/MONTH IS DEVOTED TO THIS BUSINESS. ADDRESS 127 DORRANCE ST., PENTHOUSE SUITE, PROVIDENCE, RI 02903. DUTIES: NORMAL SECURITIES RELATED BUSINESS. 4) MASONIC TEMPLE CONDO ASSOC. RESPONSIBILITIES: ATTEND MEETINGS, VOTE ON ANYTHING AFFECTING THE BUILDING. NON-COMPENSATED FOR TIME SPENT. 5) Insurance Agent - Metlife, Allianz, Hartford, Lincolin 6) J. Arthur Trudeau Memorial Center - Board of Directors. non-profit organization. No Compensation. 7) Rhode Island Airport Corporation - Board of Directors. No compensation.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-02-20
S63 Uniform Securities Agent State Law Examination 1993-04-01
  • S65 Uniform Investment Adviser Law Examination
    2004-02-20
  • S63 Uniform Securities Agent State Law Examination
    1993-04-01

View on SEC IAPD

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