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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-26 |
| KS | RA | APPROVED | 2008-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salina | KS | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salina | KS | 11/2016 | Present |
TRUSTEE FOR FATHER'S TRUST; INV. RELATED; SALINA, KS; START DATE 4/2022; 2 HRS PER MONTH; 0 HRS DURING TRADING. SALINA YMCA ENDOWMENT FOUNDATION, INVT RELATED, SALINA, KS, BOARD MEMBER/PRESIDENT, START DATE 10/24/2023, 0.5 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING AND RUNNING SEMI-ANNUAL MEETINGS, DISCUSSING AND VOTING ON MINUTES, BY LAW CHANGES/UPDATES, DISTRIBUTION POLICIES, NEW MEMBERS AND OTHER TOPICS OF RUNNING ORGANIZATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-11 |
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