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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-01-04
NY RA APPROVED 2021-04-16
OH RA APPROVED 2020-01-17
GA RA APPROVED 2019-06-27
MD RA APPROVED 2014-02-21
PA RA APPROVED 2011-04-07
CT RA APPROVED 2005-12-21
NJ RA APPROVED 2002-09-04
FL RA APPROVED 2001-04-30
  • WA RA
    APPROVED
    Since 2023-01-04
  • NY RA
    APPROVED
    Since 2021-04-16
  • OH RA
    APPROVED
    Since 2020-01-17
  • GA RA
    APPROVED
    Since 2019-06-27
  • MD RA
    APPROVED
    Since 2014-02-21
  • PA RA
    APPROVED
    Since 2011-04-07
  • CT RA
    APPROVED
    Since 2005-12-21
  • NJ RA
    APPROVED
    Since 2002-09-04
  • FL RA
    APPROVED
    Since 2001-04-30

Branch Locations

10100 W Sample Road Suite 315, Coral Springs, FL 33065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Coral Springs FL 06/1992 Present
Alliance Financial Corp. Rutherford NJ 07/1992 Present
Park Avenue Securities Llc Coral Springs FL 05/1999 Present
  • 06/1992 → Present
    Guardian Life Insurance Company
    Coral Springs, FL
  • 07/1992 → Present
    Alliance Financial Corp.
    Rutherford, NJ
  • 05/1999 → Present
    Coral Springs, FL
Other Businesses

1. Alliance Financial Group -C.S.-Non guardian insurance products, and guardian ancillary income, Start: 05/26/2015, Address: 10100 W. Sample Road Coral Springs, FL 33065, 10 bus hrs per month, Investment related, >10% annual compensation, 2. RSB Advisor Inc- Working with business owners to guide them in marketing their product -and- or service. I also demonstrate and brain storm ways they could make their business value more appealing to potential clients. I advise how to streamline their business and make it run more efficiently,. Start: 09/25/2019, Address: 10100 W Sample Road #315 Coral Springs, FL 30065, Hrs per month - tot/bus: 10/5, Not investment related, 3) Broward County Small Business Advisory Board, Start: 05/31/2022, Address:115 S. Andrew Ave Fort Lauderdale, FL 33301, 4 total hours per month; 3 during securities trading hours, Not investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-08
S63 Uniform Securities Agent State Law Examination 1992-08-17
  • S65 Uniform Investment Adviser Law Examination
    2001-02-08
  • S63 Uniform Securities Agent State Law Examination
    1992-08-17
Other Names
  • Richard Bonchick

View on SEC IAPD

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