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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-01-04 |
| NY | RA | APPROVED | 2021-04-16 |
| OH | RA | APPROVED | 2020-01-17 |
| GA | RA | APPROVED | 2019-06-27 |
| MD | RA | APPROVED | 2014-02-21 |
| PA | RA | APPROVED | 2011-04-07 |
| CT | RA | APPROVED | 2005-12-21 |
| NJ | RA | APPROVED | 2002-09-04 |
| FL | RA | APPROVED | 2001-04-30 |
Branch Locations
10100 W Sample Road Suite 315, Coral Springs, FL 33065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Coral Springs | FL | 06/1992 | Present |
| Alliance Financial Corp. | Rutherford | NJ | 07/1992 | Present |
| Park Avenue Securities Llc | Coral Springs | FL | 05/1999 | Present |
1. Alliance Financial Group -C.S.-Non guardian insurance products, and guardian ancillary income, Start: 05/26/2015, Address: 10100 W. Sample Road Coral Springs, FL 33065, 10 bus hrs per month, Investment related, >10% annual compensation, 2. RSB Advisor Inc- Working with business owners to guide them in marketing their product -and- or service. I also demonstrate and brain storm ways they could make their business value more appealing to potential clients. I advise how to streamline their business and make it run more efficiently,. Start: 09/25/2019, Address: 10100 W Sample Road #315 Coral Springs, FL 30065, Hrs per month - tot/bus: 10/5, Not investment related, 3) Broward County Small Business Advisory Board, Start: 05/31/2022, Address:115 S. Andrew Ave Fort Lauderdale, FL 33301, 4 total hours per month; 3 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-17 |
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