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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-06-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 08/2005 | 02/2020 |
| Pnc Bank | Pittsburgh | PA | 01/2002 | 03/2020 |
| Citizens Investment Services | Gibsonia | PA | 02/2020 | 09/2021 |
| Jpmorgan Chase Bank, N.A. | Sewickley | PA | 04/2022 | Present |
| J.P. Morgan Securities Llc | Sewickley | PA | 04/2022 | Present |
| Citizens Securities, Inc. | Pittsburgh | PA | 02/2020 | 09/2021 |
| Unemployed | Allison Park | PA | 10/2021 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-17 |
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