James Harold Yocom

Current Employers

Employment History

• 08/2013 → 10/2016
  Unionbanc Investment Services
  Brentwood, CA
• 10/2016 → 06/2023
  Cuso Financial Services, Lp
  San Diego, CA
• 10/2016 → 10/2023
  Baxter Credit Union
  Santa Ana, CA
• 11/2016 → 10/2023
  Bcu Wealth Advisors, Llc
  Vernon Hills, IL
• 07/2023 → 10/2023
  Lpl Financial Llc
  Santa Ana, CA
• 10/2023 → Present
  Infinex Investments, Inc.
  Meriden, CT

Previous Registrations

• 2016-11-09 → 2023-10-09
  Bcu Wealth Advisors, Llc
  Irvine, CA
  Vernon Hills, IL
• 2016-10-24 → 2023-06-30
  Cuso Financial Services, L.P.
  Irvine, CA
  San Diego, CA
  Westlake Village, CA
  Santa Ana, CA
  Irvine, CA
• 2013-10-04 → 2016-10-05
  U.S. Bancorp Advisors, Llc
  Los Angeles, CA
  Manhattan Beach, CA
  Lakewood, CA
  Norwalk, CA
  Bellflower, CA
  Los Angeles, CA
  San Juan Capistrano, CA
  Mission Viejo, CA
  Laguna Beach, CA

Other Businesses

1) 6/28/2023- Real Estate Rental (#1)- Inv. Related- passive owner- Fort Collins, CO - start date 1/1/2020- 0 hrs 2) 6/28/2023- Real Estate Rental (#2)- Inv. Related- passive owner- Fort Collins, CO - start date 1/1/2020- 0 hrs 3) 6/28/2023- Real Estate Rental (#3)- Inv. Related- passive owner- Fort Collins, CO - start date 1/1/2020- 0 hrs

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-10-04
• S63 Uniform Securities Agent State Law Examination
  1997-01-17

Other Names

• James H Iii Yocom