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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2023-07-19 |
| MN | RA | APPROVED | 2023-07-19 |
| ND | RA | APPROVED | 2023-07-19 |
| SD | RA | APPROVED | 2023-07-19 |
| WI | RA | APPROVED | 2023-07-19 |
Branch Locations
3260 Veterans Blvd S Ste 208, Fargo, ND 58104 • United States
5600 W 83Rd St. Ste 200, Minneapolis, MN 55437 • United States
West Fargo, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Private Events Catering | Fargo | ND | 05/1992 | Present |
| Bank Of The West | Ada | MN | 08/2001 | Present |
| Bancwest Investment Services, Inc. | Ada | MN | 05/2006 | Present |
| Lpl Financial Llc | Fargo | ND | 07/2023 | Present |
1. 05/16/2023 - BMO Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2. 05/16/2023 - ROAD WOLF MOTORCYCLE SPECIALTIES - Not Investment Related - Fargo, ND - Start Date 10/01/2005 - 6 Hours Per Month - Time Spent 5%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-28 |
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