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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-29
CT RA APPROVED 2013-11-20
  • TX RA
    APPROVED_RES
    Since 2022-09-29
  • CT RA
    APPROVED
    Since 2013-11-20

Branch Locations

538 Preston Avenue, Meriden, CT 06450-4858 • UNITED STATES

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Stamford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 11/2013 Present
Printer Support Group Stamford CT 08/2009 Present
  • 11/2013 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 08/2009 → Present
    Printer Support Group
    Stamford, CT
Previous Registrations
  • 2012-01-03 → 2013-11-20
    Harvest Capital Advisors, Llc
    Norwalk, CT
    Norwalk, CT
Other Businesses

1.)PRINTER SUPPORT GROUP 65 HIGH RIDGE RD STAMFORD CT,PRINTER REPAIR SVCS,NOT INV RELATED,PART OWNER,STARTED 8/2009,2 HOURS WEEKLY,4 HOURS DURING MKT HRS,NO PERSONAL FIN INV. 2.) Integral Capital. 111 east Ave. suite 10 Norwalk, CT 06851. Group Plan sales - Group Insurance, Long and Short term DI, Health and Accidental death. Yes, Investment related. Insurance agent. Owner of business. 10-12 hours per month. Approx 5 hours per month during trading hours. Commission based on premiums. Meeting with business owners. 3.) Integral Capital management. Commercial Loan broker. yes, investment related. Started Jan 2022. Referral Fee.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-06
S63 Uniform Securities Agent State Law Examination 1997-01-23
  • S66 Uniform Combined State Law Examination
    2011-12-06
  • S63 Uniform Securities Agent State Law Examination
    1997-01-23

View on SEC IAPD

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