Renee Lee Bruggeman

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2012-04-10
SD	RA	APPROVED	1999-03-19
TX	RA	APPROVED_RES	1999-02-24

NE RA
APPROVED

Since 2012-04-10
SD RA
APPROVED

Since 1999-03-19
TX RA
APPROVED_RES

Since 1999-02-24

Branch Locations

110 S Phillips Ave, Sioux Falls, SD 57104 • United States

Sioux Falls, SD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Sioux Falls	SD	02/1999	Present
Bank Of America, N.A.	Sioux Falls	SD	09/2009	Present

02/1999 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Sioux Falls, SD
09/2009 → Present

Bank Of America, N.A.

Sioux Falls, SD

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-03-08
S63	Uniform Securities Agent State Law Examination	1992-08-05

S65 Uniform Investment Adviser Law Examination

1999-03-08
S63 Uniform Securities Agent State Law Examination

1992-08-05

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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