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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-06-15 |
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 10/2009 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 06/2011 | Present |
I*385666, Entity Type: Entity For Profit, Name of OBA: MTT Trust, Address: RSSM, California 92688, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 03/24/2016, No Hours: 2, No Hours during trading: 0, Duties: Rental Property I*: 385666 Entity Type: For Profit Name of OBA: M, T T. Trust Address: Newport Beach, CA 92660 Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 03/24/2016 Number of Hours: 2 hrs mthly Number of Hours during trading: 0 Duties: Rental property
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-23 |
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