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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-12 |
| AZ | RA | APPROVED | 2023-11-16 |
Branch Locations
7560 N La Cholla Blvd, Tucson, AZ 85741 • United States
14851 N. Scottsdale Road Suite 103, Scottsdale, AZ 85254 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1) BOYS AND GIRLS CLUB, CHARITY, ASSOCIATE BOARD MEMBER AS OF 2002; 2) Co-Successor Trustee of aunt's trust; 3) Board Member for the University of Arizona Eller business college ethics committee located at: 1130 E. Helen St. Tucson, Az. 85721; 4) 50% Owner and Partner, Nyce Cyber Security Solutions, LLC. 5537 Cypress St. Farmington, NM. 87402
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-30 |
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