Thomas James Freitag

Employer firm

Apex Fiduciary Advisors LLC CRD 313555

$47.8M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 04/2021
  Ameriprise Financial Services, Inc.
  Middleton, WI
• 05/2021 → Present
  Apex Fiduciary Advisors, Llc
  Middleton, WI
• 08/2021 → 12/2023
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2009-10-05 → 2021-05-06
  Ameriprise Financial Services, Llc
  Middleton, WI
  Middleton, WI
  Eau Claire, WI
• 2003-06-24 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Middleton, WI
  Madison, WI
• 2003-07-03 → 2003-07-10
  Choreo, Llc
  Madison, WI

Other Businesses

1) Apex Fiduciary Advisors LLC. Investment related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - RIA. Position - President and CCO. Start 05/2021. 140 hours per month, 115 during trading. Duties - Client meetings and day to day management of the firm. 2) Freitag and Associates LLC Investment related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - Pass through entity for accounting purposes. Position - IAR. Start 05/2021. 140 hours per month, 115 during trading. Duties - Client meetings and day to day management of the firm. 3) Fixed Insurance - Investment Related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 07/2021. 10 hours per month, 10 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 4) TJF Investments LLC. Not Investment related. Located at P.O. Box 620554, Middleton, WI 53562. Nature - Rental LLC. Position - Sole member, owner. Start - 08/2001. 40 hours per month, 5 hours during trading hours. Duties - manage multiple rental properties. 5) Mr. Thomas Freitag is the owner of Apex Fiduciary Tax Advisors, LLC and spends roughly 20 hours a month operating Apex Fiduciary Tax Advisors, LLC and receives compensation from this business by way of his 100% ownership stake.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-07-12
• S63 Uniform Securities Agent State Law Examination
  1992-10-15