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8500 Greenway Blvd Ste 105, Middleton, WI 53562 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-06-22 |
| WI | RA | APPROVED | 2021-05-14 |
Branch Locations
8500 Greenway Blvd Ste 105, Middleton, WI 53562 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Middleton | WI | 05/2009 | 04/2021 |
| Apex Fiduciary Advisors, Llc | Middleton | WI | 05/2021 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 08/2021 | 12/2023 |
1) Apex Fiduciary Advisors LLC. Investment related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - RIA. Position - President and CCO. Start 05/2021. 140 hours per month, 115 during trading. Duties - Client meetings and day to day management of the firm. 2) Freitag and Associates LLC Investment related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - Pass through entity for accounting purposes. Position - IAR. Start 05/2021. 140 hours per month, 115 during trading. Duties - Client meetings and day to day management of the firm. 3) Fixed Insurance - Investment Related. Located at 8500 Greenway Blvd, Ste 105, Middleton, WI 53562. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 07/2021. 10 hours per month, 10 hours during trading hours. Duties - sell Fixed Insurance and Annuities. 4) TJF Investments LLC. Not Investment related. Located at P.O. Box 620554, Middleton, WI 53562. Nature - Rental LLC. Position - Sole member, owner. Start - 08/2001. 40 hours per month, 5 hours during trading hours. Duties - manage multiple rental properties. 5) Mr. Thomas Freitag is the owner of Apex Fiduciary Tax Advisors, LLC and spends roughly 20 hours a month operating Apex Fiduciary Tax Advisors, LLC and receives compensation from this business by way of his 100% ownership stake.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-15 |
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