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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
TN RA APPROVED 2022-06-06
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • TN RA
    APPROVED
    Since 2022-06-06

Branch Locations

679 Morganton Square Dr., Maryville, TN 37801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Maryville TN 10/2009 12/2017
Dba - Wmg Financial Advisors, Llc Maryville TN 08/2017 01/2018
Wmg Financial Services Maryville TN 08/2017 01/2018
Proequities Inc Maryville TN 12/2017 01/2018
Investacorp Inc Miami FL 01/2018 07/2020
Investacorp Advisory Services Miami FL 01/2018 07/2020
Sheets Financial Group Maryville TN 01/2018 Present
Securities America, Inc. Maryville TN 07/2020 06/2022
Securities America Advisors, Inc. Maryville TN 07/2020 06/2022
Cambridge Investment Research, Inc. Fairfield IA 06/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2022 Present
  • 10/2009 → 12/2017
    Lincoln Financial Securities Corporation
    Maryville, TN
  • 08/2017 → 01/2018
    Dba - Wmg Financial Advisors, Llc
    Maryville, TN
  • 08/2017 → 01/2018
    Wmg Financial Services
    Maryville, TN
  • 12/2017 → 01/2018
    Proequities Inc
    Maryville, TN
  • 01/2018 → 07/2020
    Investacorp Inc
    Miami, FL
  • 01/2018 → 07/2020
    Investacorp Advisory Services
    Miami, FL
  • 01/2018 → Present
    Sheets Financial Group
    Maryville, TN
  • 07/2020 → 06/2022
    Securities America, Inc.
    Maryville, TN
  • 07/2020 → 06/2022
    Securities America Advisors, Inc.
    Maryville, TN
  • 06/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 06/2022 → Present
    Fairfield, IA
Previous Registrations
  • 2020-07-17 → 2022-06-03
    Securities America Advisors, Inc.
    Maryville, TN
  • 2018-02-01 → 2020-07-17
    Investacorp Advisory Services Inc
    Maryville, TN
  • 2017-08-15 → 2018-02-09
    Knoxville, TN
  • 2011-04-05 → 2017-12-17
    Osaic Fs, Inc.
    Maryville, TN
    Knoxville, TN
    Maryville, TN
  • 2004-01-27 → 2009-07-21
    Ssn Advisory, Inc.
    Maryville, TN
Other Businesses

1) SHEETS PHILLIPS DEVELOPERS GP / PO box 5627, Maryville TN 37801 / 08/01/2002 / NIR / OWNER - REAL ESTATE / 20 HR/MO - 10 HR/MO TRADING 2) MORGANTON SQ ROB SHEETS GEN PARTNERSHIP, P.O. Box 5627, Maryville TN 37802, 12/2023, President, Real Estate, NIR, 7 HR/MO, 3 HR/MO TRADING. 3) SHEETS FINANCIAL GROUP, 679 Morganton Square Dr, MARYVILLE TN 37801, 10/2022, IAR, MONEY MANAGEMENT, INV REL, 90 HR/MO - 90 HR/MO TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-03-07
S63 Uniform Securities Agent State Law Examination 1992-07-24
  • S65 Uniform Investment Adviser Law Examination
    2011-03-07
  • S63 Uniform Securities Agent State Law Examination
    1992-07-24
Other Names
  • Robby Sheets
  • Rob Sheets
  • Robert Lloyd Sheets

View on SEC IAPD

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