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James Byron Richardson

Rbc Capital Markets, LLC

St. Louis, MO

Chesterfield, MO

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-22
MO RA APPROVED 2025-12-08
TX RA APPROVED 2025-12-05
  • AZ RA
    APPROVED
    Since 2025-12-22
  • MO RA
    APPROVED
    Since 2025-12-08
  • TX RA
    APPROVED
    Since 2025-12-05

Branch Locations

One North Brentwood Suite 900, St. Louis, MO 63105-3926 • United States

Chesterfield, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Bridgeton MO 12/2001 12/2025
City National Bank St. Louis MO 06/2026 Present
Rbc Capital Markets, Llc St. Louis MO 12/2025 Present
Previous Registrations
  • 2005-07-20 → 2025-12-10
    U.S. Bancorp Investments, Inc.
    Chesterfield, MO
    Bridgeton, MO
    Saint Louis, MO
    Creve Coeur, MO
    Bridgeton, MO
    Bridgeton, MO
    Ladue, MO
    Chesterfield, MO
    Lake Saint Louis, MO
    Surprise, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-18
S63 Uniform Securities Agent State Law Examination 1992-11-02
  • S66 Uniform Combined State Law Examination
    2005-07-18
  • S63 Uniform Securities Agent State Law Examination
    1992-11-02
Other Names
  • Byron Richardson

View on SEC IAPD

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