Lisa Diane Beaty

Current Employers

Employment History

• 06/2017 → 03/2021
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 04/2014 → 05/2017
  Integrated Wealth Management, Inc.
  Palm Desert, CA
• 06/2017 → 06/2021
  Cypress Wealth Services, Llc
  Palm Desert, CA
• 07/2021 → Present
  Keystone Wealth Services Dba Keystone Private Wealth
  Palm Desert, CA
• 07/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2017-07-18 → 2021-09-24
  Cypress Wealth Services, Llc
  Palm Desert, CA
• 2009-06-01 → 2014-05-07
  Morgan Stanley
  Indian Wells, CA
  Indian Wells, CA
  Indian Wells, CA
  Palm Desert, CA
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Palm Desert, CA
• 2006-03-06 → 2007-04-02
  Morgan Stanley Dw Inc.
  Palm Desert, CA

Other Businesses

1. Keystone Wealth Services DBA Keystone Private Wealth. Investment related. Located at 73575 El Paseo, Ste 2300, Palm Desert, CA 92260. Nature - RIA. Position - Senior Financial Planner. Start -7/2021. 100 hours per month, 80 hours during trading. Duties - Financial Planning/Asset management. 2. Capital CS Group. Investment related. Located at 15375 Barranca Pkwy, g110, Irvine, CA 92618. Nature - Financial Planning. Position - Financial Planner. Start - 06/2020. 15 hours per month, 5 hours during trading. Duties - Financial Planning Presentations. 3. C2 Independence, LLC. Investment Related. 57862 Santa Rosa Trail, La Quinta, CA 92253. Consulting, Financial Planning, Manager/member. Start 5/2018. 80 hours per month, 20 hours during trading hours. Duties - Financial Planning and Consulting. 4. Core Income. Investment related. Located at 5940 Golden Hills Drive, Minneapolis, MN 55416. Nature - Insurance. Position - Insurance Partner. Start 07/2021. 1 hour per month, 1 hour during trading hours. Duties - provide solutions to simple and complex insurance needs for clients. 5. The Blue Print Insurance, Fixed Insurance - Investment Related. Located at 73575 El Paseo, Ste 2300, Palm Desert, CA 92260. Nature - Fixed/ Traditional Insurance. Position - Agent. Start 03/2019. 1 hours per month, 1 hours during trading hours. Duties - sell Fixed / Traditional Insurance products. 6. Caress Insurance Agency, Inc; Not Investment Related; 79461 Bermuda Dunes Dr., Bermuda Dunes CA 92203; Medicare Insurance Supplemental Plans; Independent Insurance Professional; Start 08/20/21; 2 hrs/mo; 0 during trading. Provide options for supplemental medicare insurance coverage. 7. HOA Invest LLC. 1717 S. 450 W Logan Utah 84321; Financial Advisor; 10/2023; 20 hrs/mo; 20 hrs during non-trading; California laws AB2912 and 1100 recently enacted for all HOAs in the state. This will be an RIA registered with the SEC, asset management for a fee. We will work with HOAs to manage reserve accounts.. I will be an investment Advisor, dully registered, with Keystone Private Wealth and HOA Invest. I will manage investments for home owner and various property associations.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-17

Other Names

• Lisa Diane Northington
• Lisa D. Beaty